Testimonials

P J Aiken Ltd has employed the services of Complianz Ltd for 4½ years. We have found Complianz to be extremely professional and helpful. Complianz not only carry out regular file checks for the company’s advisers but they also provide a full and comprehensive back up service for all compliance issues. They are always fully aware of the FCA’s continued requirements and advise us on these on an ongoing basis, ensuring that we are fully up to date at all times.

We made the decision to review the oversight and management of our compliance as we were finding much of the network based provision was not relevant to our business. Dave has listened to our needs and tailored his approach to our firm. His pragmatic style achieves our aims and obligations without needless froth.

When we were looking to change our compliance resource we had no hesitation in using the services of Complianz. We have always found them to be sensible and pragmatic when dealing with the regulatory issues that face IFAs and implementing systems that do not overburden the advice process.